FinTech and RegTech

We assist our clients with a particular expertise in FinTech and RegTech for the development of their business models based on Artificial Intelligence (AI) and/or Blockchain. Our assistance includes counsel in legal, regulatory and tax matters, contract – drafting, strategy analysis and application for the necessary authorizations in Switzerland.

Our main activities are as follows:

• Regulatory analysis of FinTech business models, in particular for Initial Coin Offering (ICO) or Security Token Offering (STO)
• Request to FINMA or Self-regulatory organizations (SRO) and contractual drafting
• Investor selection criteria and specifications for artificial intelligence (AI) processing of fundraising (KYC process)
• Legal and regulatory advice when investing in FinTech companies
• KYC software to fight against money laundering (AML)
• Data protection
• Request for authorisations or non-action letters from the Swiss Financial Market Supervisory Authority (FINMA)
• Drafting of contracts and internal documents (Directives, procedures, in line with a good corporate Governance including ESG/Environmental and Social)